Commodity Pool Operator – definition of Commodity Pool Operator by The Free Dictionary
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Also found in:MedicalFinancialAcronymsEncyclopedia.CPOabbr.chief petty officerCPOabbreviation for(Military) Chief Petty OfficerCPOorC.P.O.or c.p.o.,chief petty officer.TranslationsCPOabbr(Naut)ofchief petty officerOberfähnrichm(Police)of
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The Board has previously determined that providing financial and investment advisory services, providing agency transactional services for customer investments, acting as a general partner or managing member for private investment funds that make investments that a bank holding company may make, and acting as a
are all closely related to banking within the meaning of section 4(c)(8) of the BHC Act.(10) UniCredito has committed that it will conduct these activities in accordance with the limitations set forth in Regulation Y and the Boards orders and interpretations relating to each of the activities.(11)
From at least May 1990 until April 2015, Vision was a registered futures commission merchant (FCM) and
. The Order requires Vision to pay a civil monetary penalty of $200,000 and cease and desist from any further violations of the Commodity Exchange Act or CFTC Regulations.
United States : CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees
The complaint also charges Capitol Equity with engaging in activities prohibited for a
, including commingling customer funds with Defendants personal funds.
SEC Says New York Advisors Falsified AUM to Entice Investors: Enforcement
4 March 2015 – US-based broker RCM Alternatives has entered into an agreement to join forces with US-based commodity brokerage firm and
RCM Alternatives to Acquire Commodity Brokerage Attain Capital Management
(CPO) and a Commodity Trading Advisor (CTA) with the Commodity Futures Trading Commission, and is a member of the National Futures Association (NFA).
Systematic Alpha Management releases Systematic Alpha Intraday Program
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